Atlantic Power merger arbitrage

There’s quite the spread developing on Atlantic Power’s shares and preferred shares.

A special meeting of shareholders (record date February 16, 2021, special meeting date April 7, 2021) is going to be held. The Debentures (TSX: ATP.DB.E) have their special meeting on March 18, 2021. The deal after the special meeting of shareholders should close shortly after (presumed) approval.

(NYSE: AT) – US$2.95 (US$3.03 if completed) – +2.7% or +16% annualized

The preferred shares are all in a tight range and roughly the same as well. I will use AZP.PR.A as the lead example:

(TSX: AZP.PR.A) – CAD$21.71 (CAD$22 if completed + $0.30 dividend) – same spread

The management information circular should be coming out very shortly.

Right now I’m happy to leave this as “near-cash” in my consolidated portfolio, earning a return that will not amount to be a gigantic amount in absolute terms, but percentage-wise it doesn’t make financial sense for me to bail out on it unless if I have a really compelling alternate. I’m guessing the relatively wide arbitrage spread is because most others have already bailed out and wanted to take the cash today instead of the cash in April.

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Preferred shareholders will not be entitled to a pro rata dividend in the event that the closing occurs mid-quarter.

Given that there’s no guarantee of the dividend, I would rather take on the risk of currency exchange rates rather than the risk of the board closing the deal days before the quarter ends in order to avoid paying out the dividend.

Actually that’s a good point considering the common and pref meetings are in April.

The circ was just filed last night. The background shows a pretty poor negotiation attempt with the indicated range of $2.75-3, AT countered with $3.03 and got filled the next day. If there was ever going to be a shareholder asking for a higher price, it will be in the next few weeks.

On the close of the deal, I assumed there would be some regulatory approvals even after the vote is complete on April 7. Are you certain it would close soon after the vote?

I need to publicly warn everyone that I’ve bought some Atlantic Power (common) for the merger arb in my active account, which means the deal is now substantially more likely to fall through.

Hey Sacha,

Are you using an Interactive Brokers feed for that borrowing data?

Well, the deal didn’t fall through, but I still managed to lose money thanks to the big swing in the exchange rate! Still 0/X for trying to play merger arbs!